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Experimental Physiology 90.3 pp 327-331
DOI: 10.1113/expphysiol.2004.028498
© The Physiological Society 2005
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Themed Issue papers

Cardiovascular Genomics

Targeting cerebral arteries for gene therapy

Yoshimasa Watanabe12 and Donald D. Heistad12

1 Departments of Internal Medicine and Pharmacology, Cardiovascular Center, University of Iowa College of Medicine, Iowa City, IA,USA2 Veterans Affairs Medical Center, Iowa City, IA,USA


    Abstract
 Top
 Abstract
 Introduction
 References
 
After the steady progress towards application of gene therapy to cerebral arterial diseases, several applications, including modification of gene expression in cerebral arteries, are now feasible. There are several possible targets for cerebrovascular gene therapy, and numerous studies have tested gene therapy strategies in animal models of cerebrovascular disorders. However, some major obstacles, especially issues of safety, must be overcome before clinical use in humans. Gene therapy for cerebral arterial diseases is still in its infancy, and many basic and preclinical studies are yet to be done in order to develop effective and safe techniques.

(Received 12 January 2005; accepted after revision 1 February 2005; first published online 18 March 2005)
Corresponding author D. D. Heistad: Department of Internal Medicine, University of Iowa College of Medicine, 200 Hawkins Drive, Iowa City, IA 52242, USA. Email: donald-heistad{at}uiowa.edu


    Introduction
 Top
 Abstract
 Introduction
 References
 
There has been impressive progress in technology of gene therapy for cardiovascular diseases, and substantial efforts to develop gene therapy for cerebral arterial diseases. Several targets of cerebrovascular gene therapy, such as cerebral vasospasm after subarachnoid haemorrhage (SAH), cerebral ischaemia with poor collateral circulation and atherosclerotic lesions of cerebral arteries, were proposed previously (Heistad & Faraci, 1996). In animal models of cerebrovascular disorders, gene transfer has been shown to be effective for some of these targets. In patients, however, application of gene therapy has not yet been reported for the treatment of cerebral arterial diseases.

Approaches to modify gene expression in cerebral arteries

Modification of the expression of genes which are relevant to disease states is the basic strategy of gene therapy. For this purpose, genes or nucleotides with therapeutic potency are introduced into the target organ or cells.

Cerebral arteries supply tissue that is unusually susceptible to ischaemia, and ischaemic damage to a small region of the brain can produce neurological deficits. Thus, during the procedure for introducing genes or nucleotides into cerebral arteries, close attention must be paid to avoid interruption of blood flow even to a small region of the brain. In many studies using rodents, genes or nucleotides are introduced into the carotid artery by intraluminal administration of vectors, which usually requires interruption of blood flow for 10–30 min. In humans, however, the brain would be exposed to severe ischaemia by this procedure, especially in patients who are at risk for cerebral ischaemia.

One way to circumvent this problem is to deliver genes or nucleotides from the outside of arteries. By this ‘perivascular’ approach, cells in the adventitia and perivascular tissue are transfected with genes or nucleotides. For example, transgene expression is accomplished in the adventitia and perivascular tissue surrounding cerebral arteries on the surface of the brain after injection of an adenoviral vector into the subarachnoid space (Ooboshi et al. 1995). It does not seem possible to introduce genes or nucleotides into selected segments of cerebral arteries by this method, but widespread transfection may be advantageous for treatment of some types of cerebrovascular disorders characterized by diffuse abnormality of the intracranial arteries. For the extracranial carotid artery, to which direct access is also possible by exposure of the vessel, perivascular gene/nucleotide delivery can be achieved by injection of vectors into the periarterial sheath (Ríos et al. 1995), by use of the ‘paintbrush’ technique for adenoviral vectors (Khurana et al. 2003) or by placement of slow-releasing polymers containing ODNs or plasmid cDNAs (Indolfi et al. 1995).

Either by intraluminal or by perivascular approach, cells in different layers of the vessel wall can be transfected heterogeneously. For example, adenovirus-mediated gene transfer produces transgene expression mainly in endothelium or adventitia, while medial smooth muscle cells usually are not transfected at all (Ooboshi et al. 1995; Ríos et al. 1995; Schulick et al. 1995). In order to affect the medial layer of the vessel wall by transfecting endothelial or adventitial cells, a common strategy is to modify expression of biomolecules that are released from transfected cells, to accomplish therapeutic effects on smooth muscle cells indirectly.

Presently, accessibility to cerebral arteries is limited in terms of gene/nucleotide delivery. In addition, topical transfection is difficult in intracranial arteries. Further improvements in methods for obtaining access to cerebral arteries are required for more effective and selective targeting of gene/nucleotide delivery.

Attempts to apply gene therapy to cerebrovascular disorders

Transient therapeutic effects after gene therapy are presently one of the major problems for treatment of chronic diseases. It may not be necessary, however, to maintain long-term transgene expression for successful treatment of some cardiovascular diseases, such as restenosis after angioplasty and chronic ischaemia with poor collateral circulation, as suggested previously (Isner et al. 2001). Nevertheless, effective gene therapy may not be possible for some cerebrovascular disorders, because the time required to obtain transgene expression or downregulation of expression of a specific gene may not fit within the therapeutic time window. Several possible targets for experimental gene therapy in animal models of cerebrovascular disorders have been studied, as summarized below.

Cerebral vasospasm.  Delayed cerebral vasospasm is a major complication after SAH. No effective therapy is established for prevention of sustained constriction of cerebral arteries, which may cause severe ischaemic damage to the brain (Treggiari-Venzi et al. 2001). Several unique characteristics of cerebral vasospasm after SAH provide a good rationale for application of gene therapy to the syndrome. First, there is a substantial period of time for modification of gene expression between SAH and development of vasospasm. Second, prolonged effects of gene therapy are not required, because risk of vasospasm is transient. Third, for adenovirus-mediated gene transfer, subarachnoid blood is not a physical barrier against transfection of the target vessels (Muhonen et al. 1997; Onoue et al. 1998).

Enhancement of a vasodilator mechanism by gene transfer of calcitonin gene-related peptide (CGRP), a vasodilator neuropeptide, is effective in prevention of vasospasm after SAH in rabbits and dogs (Toyoda et al. 2000; Satoh et al. 2002b). This strategy has a good rationale, because vasodilation in response to activators of ATP-sensitive K+ channels, which are also activated by CGRP, is preserved or enhanced in cerebral arteries after experimental SAH (Sobey et al. 1997). In contrast, overexpression of endothelial nitric oxide synthase in cerebral arteries failed to prevent vasospasm (Stoodley et al. 2000). This failure may be due to inactivation of nitric oxide (Sobey & Faraci, 1998) or increased degradation of cyclic guanosine monophosphate (Sobey & Quan, 1999).

Other targets for gene therapy, including modification of stress-induced cellular responses and/or cellular protection mechanisms (Ono et al. 1998, 2002; Watanabe et al. 2003; Yamaguchi et al. 2004) and downregulation of vasoconstrictor signalling (Ohkuma et al. 1999; Satoh et al. 2002a), have also been tested for prevention of vasospasm in experimental models of SAH (Table 1).


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Table 1.  Gene transfer to prevent vasospasm after subarachnoid haemorrhage
 
Feasibility of gene therapy for vasospasm is suggested by the positive results obtained in some of the studies described above. Models of SAH were, however, mainly in small animals, in which the severity and temporal profile of vasospasm are different from those in humans. Thus, confirmation of the results in preclinical experiments using larger animals is important.

Presently, there is no pathway that is clearly the most appropriate for treatment of vasospasm, because the mechanisms of development, maintenance and resolution of cerebral vasospasm are not fully understood. Elucidation of the pathophysiological mechanisms of vasospasm will greatly benefit the development of effective gene therapy technique for vasospasm following SAH.

Chronic cerebral ischaemia with poor collateral circulation.  For patients with chronic cerebral ischaemia, possibly with ‘hibernating’ neurones, restoration of cerebral blood flow by development of collateral circulation is critical for improvement of prognosis. In a global cerebral hypoperfusion model of rats, gene transfer of HGF and VEGF into the subarachnoid space stimulated angiogenesis in the brain, resulting in increased cerebral blood flow (Yoshimura et al. 2002). Thus, chronic and diffuse cerebral ischaemia/hypoperfusion may be treated by therapeutic angiogenesis. It is not yet clear, however, whether this strategy can be applied to treatment of focal brain ischaemia.

Safety issues for therapeutic angiogenesis in the peripheral circulation have been raised following accumulation of experience from clinical trials (Isner et al. 2001). For example, it is possible that vascular malformations may develop at the site of angiogenesis, and predispose to haemorrhagic stroke.

Restenosis of the extracranial carotid artery.  In coronary arteries, restenosis after angioplasty and stenting is one of the major targets of gene therapy (Kibbe et al. 2000). Recently, the number of carotid angioplasties with Stenting has increased greatly. Restenosis of the carotid artery after the procedure is a potential target for gene therapy, although the incidence of restenosis in the carotid artery may not be as high as in the coronary and iliofemoral arteries (Chakhtoura et al. 2001).

Carotid arteries of small animals are widely used for a model of neointima formation after endothelial injury. Using this model, many studies have reported effective reduction of neointima formation by targeting various genes and with several strategies for gene therapy (Smith & Walsh, 2001). As described earlier, genes or nucleotides are generally delivered intraluminally with interruption of carotid blood flow. Recent developments in catheter- or stent-based gene/nucleotide delivery systems may provide a solution for safe and effective intraluminal approaches to the carotid artery, to avoid prolonged interruption of blood flow (Marshall et al. 2000; Takahashi et al. 2003). Most studies, however, involve small animals, and the long-term outcome of the approaches is not clear. Preclinical studies with an experimental design more relevant to the clinical setting are needed.

Other possible targets.  In addition to the cerebrovascular disorders described above, cerebral aneurysms and atherosclerotic lesions of cerebral arteries are possible targets of cerebrovascular gene therapy. In order to approach these targets, establishment of techniques for topical gene therapy in cerebral arteries, such as development of endovascular devices carrying vectors, is necessary (Ribourtout & Raymond, 2004).

Safety issues in cerebrovascular gene therapy

Several initial steps towards establishment of cerebrovascular gene therapy have been relatively successful. Now, the major obstacle and urgent problem relates to safety of the techniques, especially the toxicity and pathogenicity of vectors used for the gene/nucleotide delivery (Lehrman, 1999; Marshall, 2003). Systemic toxicity of adenoviral vectors, which are one of the most promising vectors for cerebrovascular gene therapy, is unlikely when vectors are administered locally to cerebral arteries. Inflammatory and immune responses, however, are the most serious problems caused by adenoviral vectors, even after topical gene transfer to cerebral arteries. In an attempt to reduce adverse effects, intensive efforts have been made to construct a new generation of adenoviral vectors (Kay et al. 2001). Cell-based gene therapy techniques, such as transplantation of endothelial progenitor cells that are transfected with therapeutic genes ex vivo, may also be useful to circumvent the safety problems of vectors (Kong et al. 2004).

In addition to development of safe vectors, pharmacokinetics of the vectors and adverse effects caused by modification of specific genes must be clarified (Pislaru et al. 2002). Evaluation of neurological and/or psychological functions will also be important.

Conclusion

Substantial progress has been made to develop gene therapy for cerebral arterial diseases. Efforts have borne fruit by establishment of some aspects of fundamental technology. Before clinical use of cerebrovascular gene therapy, however, many basic and preclinical studies are needed to establish safe and effective techniques. In addition, elucidation of molecular mechanisms in the pathophysiology of target diseases will facilitate development of effective strategies for cerebrovascular gene therapy.


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    Acknowledgements
 
Original studies by the authors were supported by NIH Grants HL16066, HL62984, NS24621 and DK54759, funds from the Veterans Administration, a Carver Research Program of Excellence, the Wendy Hamilton Trust, and an award from the American Heart Association (0120641Z).





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